Elphinstone, Inc. (“Elphinstone”) is an investment adviser registered with the U.S. Securities and Exchange Commission (CRD #311264). Registration does not imply a certain level of skill or training. Advisory services are offered only to clients under a written advisory agreement, and only where Elphinstone is registered or exempt from registration. Our Form CRS and Form ADV Part 2A describe our services, fees and conflicts of interest.
Advisory client accounts are held at Interactive Brokers LLC, Member NYSE, FINRA, SIPC, which serves as custodian. Interactive Brokers LLC and Elphinstone are not affiliated.
Securities are offered through Finalis Securities LLC, Member FINRA / SIPC. Elphinstone Financial, LLC is not a registered broker-dealer, and Finalis Securities LLC and Elphinstone Financial are separate, unaffiliated entities.
Finalis Securities LLC, Office of Supervisory Jurisdiction is located at 450 Lexington Ave, New York, NY 10017, 800-962-0418.
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Finalis Form CRS
Fractional CFO and CTO services are business consulting services and do not constitute investment advice.
Our advisory fee-at-risk arrangement is available only to qualified clients, as defined in Rule 205-3 under the Investment Advisers Act of 1940, and is a goal, not a guarantee of investment performance. Its terms, including how value and fee reductions are calculated, are set out in our advisory agreement and Form ADV Part 2A.
Nothing on this website is an offer to sell, or a solicitation of an offer to buy, any security. Investing involves risk, including the possible loss of principal. Private investments are speculative and illiquid, and some are available only to accredited investors.
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